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NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice (Hardcover)

Author: Hine, Thomas J.

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Product Overview

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine''s 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

Specifications

Publisher John Wiley & Sons
Mfg Part# 9780470126325
SKU 204176342
Format Hardcover
ISBN10 0470126329
Release Date 6/1/2007
Product Attributes
Book Format Hardcover
Number of Pages 0312
Publisher John Wiley & Sons
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